每日一题：看看CFA道德是不是掌握所有的知识

每日一题，看看CFA道德是不是掌握所有的知识，出的每一道CFA考试题你都能做对呢？跟着小编一起看看吧，对你学习CFA知识是有帮助的！

Belen Zapata, CFA, is the owner of Kawah Investments. Kawah promises investors returns of up to 12% per year and claims to achieve these returns by investing in non-investment-grade bonds and other fixed-income instruments. Over the next 12 months, bond market yields reach unprecedented lows and Zapata finds it impossible to achieve the returns she expected. No investments are ever made by Kawah, and clients are completely paid back all of their original investment. Zapata most likely violated the CFA Institute Standardsof Professional Conduct because of the:

A. investment mandate

B. return of capital

C. promised returns

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【答案】C

［解析】主人公promises investors returns of up to 12% per year, 对有风险的投资产品保了收益，违反了 1(C) Misrepresentation.

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