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FRM错题集例题解析,助力考生通关考试!

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Which of the following are potential consequences of violating the GARP Code of Conduct once a formal determination that such a violation has occurred is made?

I. Suspension of the GARP Member from GARP’s member roles.

II. Suspension of the GARP Member’s right to work in the risk management profession.

III. Removal of the GARP Member’s right to use the FRM designation or any other GARP granted designation.

IV. Required participation in ethical trading.

A.I and II only

B.I and III only

C.II and IV only

D.III and IV only

答案:B

解析:According to the GARP Code of Conduct, violation(s) of the Code may result in the temporary suspension or permanent removal of the GARP Member from GARP’s Membership roles, and may also include temporarily or permanently removing from the violator the right to use or refer to having earned the FRM destination or any other GARP granted destination, following a formal determination that such a violation has occurred.

关联考点:GARP Code of Conductv扫码预约

易错点分析:容易认为II说法是正确的,会员资格的使用是GARP协会赋予会员的权利,所以有权利暂停,但关于会员的职业方面协会是没有权利的,协会不是执法机关。

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