组合管理中的CFA考试知识是不是掌握了?

组合管理中的考试知识是不是掌握了?考生学习过程中练习考试题了吗?今天跟着融跃CFA一级一起看看这个科目的知识!

1、Which of the following institutional investors is most likely to manage investments in mutual funds?

A Insurance companies.

B Investment companies.

C University endowments.

B is correct. Investment companies manage investments in mutual funds.Although endowments and insurance companies may own mutual funds, they

do not issue or redeem shares of mutual funds.

2、With respect to the portfolio management process, the asset allocation is determined in the:

A planning step.

B feedback step.

C execution step.

C is correct. The client’s objectives and constraints are established in the investment policy statement and are used to determine the client’s target asset allocation, which occurs in the execution step of the portfolio management process.

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3、The planning step of the portfolio management process is least likely to include an assessment of the client’s

A securities.

B constraints.

C risk tolerance.

A is correct. Securities are analyzed in the execution step. In the planning step,a client’s objectives and constraints are used to develop the investment policy statement.

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