CFA考试(Level Ⅰ)考试题你做的如何?是不是有大量的考试题学习呢?今天和小编一起看看这道考试题,看看你能不能做对呢?

According to the Standard on independence and objectivitymembers and candidatesOA.may accept gifts or bonuses from clients.

OB.may not accept compensation from an issuer of securities in return for producing research on those securities.

OC.should consider credit ratings issued by recognized agencies to be objective measures of credit quality.


【答A

【解析】Gifts from clients are acceptable under Standard IBIndependence and Objectivitybut the Standard requires members and candidates to disclose such giftsto their employers.Standard IBallows issuer-paid research as long as the analysis is thoroughindependentunbiasedand has a reasonable and adequate basis for its conclusionsand the compensation from the issuer is disclosed.Members and candidates should consider the potential for conflicts of interest inherent in credit ratings and may need to do independent research to evaluate the soundness of these ratings.