CFA考试是不是掌握了知识,但是想要拿下CFA考试不是说掌握知识就可以的,需要考生做对CFA考试题,那在CFA考试备考中是不是练习考试题呢?今天跟着小编一起看看额外报酬考试题!
额外报酬:额外报酬指获得的和本职工作相关,对雇主利益产生冲突的额外收入。 包括:现金收入、一些特别的安排(如免费使用公司设施,终身VIP待遇等) 等。
Jurgen is a portfolio manager. One of her firm’s clients has told Jurgen that he will compensate her beyond the compensation provided by her firm on the basis of the capital appreciation of his portfolio each year. Jurgen should:
A. Turn down the additional compensation because it will result in conflicts with the interests of other clients’ accounts.
B. Turn down the additional compensation because it will create undue pressure on her to achieve strong short-term performance.
C. Obtain permission from her employer prior to accepting the compensation arrangement.
答案:C
解析:
“额外报酬”要求:额外报酬需要获得利益相关方(尤其是雇主) 的书面同意后才能收。在这个问题里,Jurgen的一个客户说他将对资本增值部分给 予Jurgen额外的奖励,只要Jurgen在进入安排之前以书面形式向雇主披露安排并获 得她的雇主的许可。答案A和B不正确。虽然该安排可能与其他客户的利益发生冲 突并导致短期业绩压力,但只要成员和候选人向雇主披露安排并获得雇主的安排许可,他们可以签订此类协议,不违反该条款。
备考CFA考试需要练习CFA考试题的,这边有CFA题库可以帮助考生更多的练习,有需要可以在线咨询CFA老师。