备考CFA考试各个阶段都是要学习练习的,CFA考试备考中也是要大量的做题、刷题,对于CFA考试中的道德知识点你掌握的如何?跟着小编一起看看道德考试题吧!

According to the Standard on independence and objectivity,members and candidates:

A.may accept gifts or bonuses from clients.

B.may not accept compensation from an issuer of securities in return for producing research on those securities.

C.should consider credit ratings issued by recognized agencies to be objective measures of credit quality.


【答案】A

【解析】Gifts from clients are acceptable under Standard I(B)Independence and Objectivity,but the Standard requires members and candidates to disclose such giftsto their employers.Standard I(B)allows issuer-paid research as long as the analysis is thorough,independent,unbiased,and has a reasonable and adequate basis for its conclusions,and the compensation from the issuer is disclosed.Members and candidates should consider the potential for conflicts of interest inherent in credit ratings and may need to do independent research to evaluate the soundness of these ratings.

虽说CFA道德考试题不是金融知识,但是在考试中的占比也是很大一部分的,考生备考CFA考试尤其要做CFA课后习题和mock。如果需要这些资料可以在线咨询或者添加老师微信。