备考CFA考试中道德科目的知识学习的如何?

备考CFA考试中道德科目的知识学习的如何?考生在备考CFA考试中道德科目的知识点记忆的如何?CFA这个科目不像其他科目一样,这个需要考生理解记忆就可以了!那今天跟着小编一起看看这个科目的考试题,看看是不是*掌握了呢?

CFA备考怎么能少了CFA备考资料呢?小编为各位考生准备了CFA备考资料,有需要可以点击下方链接获取!

戳:各科必背定义+*中文解析+学习备考资料(PDF版)

Charles Mbuwanga, a Level 3 CFA Candidate, is the Business Development Manager for Sokoza Investment Group, an investment management firm with high-net-worth retail clients throughout Africa. Sokoza introduced listed Kenyan Real Estate Investment Trusts (REITs) to its line of investment products based on new regulations introduced in Kenya so as to diversify its product offering to clients. The product introduction comes after months of researching Kenyan property correlations with other property markets and asset classes in Africa. Sokoza assigns Mbuwanga as part of the sales team in introducing this product to its clients across Africa. Mbuwanga subsequently determines that most of Sokoza’s clients’ portfolios would benefit from having a small Kenyan property exposure to help diversify their investment portfolios. By promoting the Kenyan REITS for Sokoza’s client portfolios as planned, Mbuwanga would least likely violate which of the following Standards?

A. Suitability

B. Knowledge of the Law

C. Independence and Objectivity

解析:选C。排除法。A项,虽然进行了有关相关性的研究,但没有进行基于每个客户的回报和风险目标的分析,因此违背了适应性。B项,他没有确定肯尼亚REIT产品在他的客户居住的每个国家是否被允许,因此违背了知法。C项,该产品的推出经过了数月的研究,且没有明显的其他目的,因此可以认为独立客观得到了*。

备考CFA考试这个科目的知识不要忽视,往往就是在这个科目上失分导致通过不了考试,如果考生需要相关的课程,这边有CFA道德训练营,免费学习哦!有需要可以扫一扫参加哦!