备考CFA考试是需要考生掌握一定的知识的,在备考CFA一级考试中道德的知识不是金融知识,但是在备考中也是不可以掉以轻心的,那在2022年CFA备考中你的道德知识点掌握的如何?CFA道德科目知识考试题跟着小编一起做一做!
Upon receiving notification that he passed his Level III CFA exam, Paulo Garcia updates his educational background on his social media site by adding “completed the CFA course.” Does Garcia most likely violate ... ?
A. No.
B. Yes, because it could imply he has obtained the charter.
C. Yes, because he doesn’t describe the certification process.
解析:选B。“完成CFA课程”暗含“持证”的意思,但他只是通过了考试,没有去领证,因此是不正确的。
During an on-site company visit, Marsha Ward, CFA, accidentally overheard the CEO of Stargazer, Inc., discussing the company’s tender offer to purchase Dynamica Enterprises, a retailer of Stargazer products. According to the CFA Institute Standards of Professional Conduct, Ward most likely cannot use the information because:
A. it relates to a tender offer.
B. it was overheard and might be considered unreliable.
C. she does not have a reasonable and adequate basis for taking investment action.
解析:选A。涉及投标出价(tender offer),属于重大非公开信息。B项,该信息可以被认为来自可靠的来源,因为它来自 CEO。C项没有说到“重大”这个点上。
CFA知识学习是长期的事情,但是坚持CFA考试是每一位学员应该做到的。通过CFA考试掌握更多的金融知识,让自己变成富有的人。更多CFA备考知识、资料领取及学习答疑的事情,学员可以在线咨询老师。