CFA考试中是需要考生掌握一定的CFA知识的,在CFA一级考试中的道德考试题是不是掌握了?今天我们看看CFA准则中的一道考试题,看看是哪一条准则!
Sue Kim, CFA, a US citizen, works as an analyst for a subsidiary of a US investment firm on a small island that attracts offshore investment accounts. Local securities laws allow insider trading. While having dinner with the CEO of a local company, Kim learns that the firm is in negotiations to be acquired for a significant premium. Would Kim most likely comply with the CFA Institute Standards if she purchased the company’s shares for her client accounts?
A.No.
B.Yes, local laws allow insider trading.
C.Yes, if she receives permission from compliance department.
答案:A
解析:CFA准则中“知法守法”一条要求,如果涉及多个法律法规、CFA的道德准则,遵守其中*严格的。虽然当地法律允许内幕交易,但是CFA准则不允许,所以应该遵循CFA准则的要求。
CFA知识学习是长期的事情,但是坚持CFA考试是每一位学员应该做到的。通过CFA考试掌握更多的金融知识,让自己变成富有的人。更多CFA备考知识、资料领取及学习答疑的事情,学员可以在线咨询老师。