CFA一级中额外报酬知识掌握?考试题也做了?

知识点的学习是很重要的,不是所有的人都可以掌握每一个知识点的,在CFA考试中需要考生每天的积累,那在CFA一级中额外报酬知识是不是掌握了?考试题是不是也做了?

Jurgen is a portfolio manager. One of her firm’s clients has told Jurgen that he willcompensate her beyond the compensation provided by her firm on the basis of the capital appreciation of his portfolio each year. Jurgen should:

A. Turn down the additional compensation because it will result in conflicts with the interests of other clients’ accounts.

B. Turn down the additional compensation because it will create undue pressure on her to achieve strong short-term performance.

C. Obtain permission from her employer prior to accepting the compensation arrangement.


答案:C

解析:

“额外报酬”要求:额外报酬需要获得利益相关方(尤其是雇主) 的书面同意后才能收。在这个问题里,Jurgen的一个客户说他将对资本增值部分给 予Jurgen额外的奖励,只要Jurgen在进入安排之前以书面形式向雇主披露安排并获 得她的雇主的许可。答案A和B不正确。虽然该安排可能与其他客户的利益发生冲 突并导致短期业绩压力,但只要成员和候选人向雇主披露安排并获得雇主的安排许可,他们可以签订此类协议,不违反该条款。

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