备考CFA考试中CFA道德科目不是专业知识,但是CFA协会是很重视道德,所以在备考CFA考试中道德科目也是很重要的,那道德知识点是不是掌握了呢?跟着融跃小编一起看看CFA道德考试题!

Evan Schulman, CFA, and Nancy Bishop, CFA, began a joint research report on Star Corporation. Prior to the completion of the report, Bishop was reassigned to another project. Bishop spent several days visiting Star 's corporate headquarters and meeting with all company officers. Schulman utilized his and Bishop's research to write the report. According to the CFA Institute Standards of Practice Handbook, did Schulman violate any CFA Institute Standards of Professional Conduct?


A.Yes, with respect to misrepresentation.

B. No.

C. Yes, with respect to independence and objectivity.

Correct answer = B

Members are in compliance with CFA Institute's Standards if they rely on the research of another party who exercised diligence and thoroughness.

提问:A为什么不对?EVAN没有抄袭NANCY的文件吗??? 没有,请关注本题的*句话Evan Schulman, CFA, and Nancy Bishop, CFA, began a joint research report on Star Corporation,中的 joint research ,他可以使用自己和他人的研究报告作为研究的基础。如果引用别人的报告,他只要说明这是来自他人的就可以了,更何况这是Joint research;另外,他到实地去研究Star,并未提到他使用了Material Nonpublic Information。 如果题目中提到,他没有说明这是Joint research,他违反了misreprentation.

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