CFA道德这个考试题考察的是什么?

备考CFA考试是需要考生掌握一定的知识的,上次我们做了一下CFA道德考试题,今天我们继续看看CFA考试道德科目的知识考题,毕竟做一天是不可行的,我们看看这个考试题考察的是什么?

According to the Standard on independence and objectivity,members and candidates:

A.may accept gifts or bonuses from clients.

B.may not accept compensation from an issuer of securities in return for producing research on those securities.

C.should consider credit ratings issued by recognized agencies to be objective measures of credit quality.

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【答案】A

【解析】Gifts from clients are acceptable under Standard I(B)Independence and Objectivity,but the Standard requires members and candidates to disclose such giftsto their employers.Standard I(B)allows issuer-paid research as long as the analysis is thorough,independent,unbiased,and has a reasonable and adequate basis for its conclusions,and the compensation from the issuer is disclosed.Members and candidates should consider the potential for conflicts of interest inherent in credit ratings and may need to do independent research to evaluate the soundness of these ratings.