2022年备考CFA一级考试知识点学习掌握的如何?

备考CFA考试练习是必不可少的,2022年备考CFA一级考试知识点学习掌握的如何?8月考试进入了冲刺阶段,考试题做的如何?跟着融跃CFA一起做一做一级考试题!

Green Brothers,an emerging market fund manager,has two of its subsidiaries simultaneously buy and sell emerging market stocks.In its marketing literature,Green Brothers cites the overall emerging market volume as evidence of the market's liquidity.As a result of its actions,more investors participate in the emerging markets fund.Green Brothers most likely

OA.did not violate the Code and Standards.

OB.violated the Standard regarding market manipulation.

OC.violated the Standard regarding performance presentation.

【答案】B

【解析】The intent of Green Brothers'actions is to manipulate the appearance of market liquidity in order to attract investment to its own funds.The increased tradingactivity was not based on market fundamentals or an actual trading strategy to benefit investors.It was merely an attempt to mislead market participants in order to increase assets under Green Brothers'management.The action violates Standard II(B)Market Manipulation.

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Which of the following definitions of a firm would violate GIPS?

A.Investment firm that has been in existence for less than five years.

B.Regional branch of an investment management firm marketed under the name of its parent.

C.Entity registered with the national regulator that oversees its investment management activities.

【答案】B

【解析】The definition of a firm for GIPS-compliant performance presentation should include all geographical offices marketed under the same name brand.

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