备考CFA考试道德是基础知识?CFA道德考试题解析如何解答?

备考CFA考试道德是基础知识,在学习CFA一级考试中道德考试题是需要背和理解的,那在备考CFA考试中你这道题是不是做对了吗?

Evan Schulman, CFA, and Nancy Bishop, CFA, began a joint research report on Star Corporation. Prior to the completion of the report, Bishop was reassigned to another project. Bishop spent several days visiting Star 's corporate headquarters and meeting with all company officers. Schulman utilized his and Bishop's research to write the report. According to the CFA Institute Standards of Practice Handbook, did Schulman violate any CFA Institute Standards of Professional Conduct?

A.Yes, with respect to misrepresentation.

B. No.

C. Yes, with respect to independence and objectivity.

Correct answer = B

Members are in compliance with CFA Institute's Standards if they rely on the research of another party who exercised diligence and thoroughness.

CFA备考怎么能少了CFA备考资料呢?小编为各位考生准备了CFA备考资料,有需要可以点击下方链接获取!

戳:各科必背定义+历年真题中文解析+学习备考资料(PDF版)

提问:A为什么不对?EVAN没有抄袭NANCY的文件吗?? 没有,请关注本题的第1句话Evan Schulman, CFA, and Nancy Bishop, CFA, began a joint research report on Star Corporation,中的 joint research ,他可以使用自己和他人的研究报告作为研究的基础。如果引用别人的报告,他只要说明这是来自他人的就可以了,更何况这是Joint research;另外,他到实地去研究Star,并未提到他使用了Material Nonpublic Information。 如果题目中提到,他没有说明这是Joint research,他违反了misreprentation。

备考CFA考试需要考试刷题资料,这边有CFA题库可以帮你练习,有需要可以在线咨询哦!